Start here. Know what's breaking and what to fix first.
A focused 30 to 45 day engagement that gives your leadership team clear visibility into what's working, what's exposed, and what needs to change across product, operations, and compliance.
What We Do
A structured review across your entire compliance infrastructure.
Review your platform architecture, workflows, and controls
Identify gaps between policy and actual operations
Assess sponsor-bank and examination readiness
Map dependencies between engineering, operations, and compliance
Prioritize remediation based on risk and urgency
Deliver an executive-level risk summary with a practical path forward
What You Get
A clear, prioritized assessment. Not a 200-page report that sits in a drawer.
Risk Summary
What's exposed, what's working, and what's creating the most liability.
Gap Analysis
Where your policies, systems, and operations diverge.
Remediation Roadmap
Sequenced priorities with realistic timelines.
Executive Briefing
A conversation with your leadership team about what matters most and what to do next.
What Changes After This
By the end of the audit, your leadership team will have a clear view of what is exposed, what is working, and what must be fixed first across product, operations, and compliance. You'll make the next decision from a position of clarity, not uncertainty.
What This Looks Like
A fintech preparing for sponsor-bank renewal discovered during our audit that their transaction monitoring rules hadn't been updated since launch. Volume had tripled but thresholds hadn't changed. We identified the gap, prioritized the fix, and helped recalibrate the rules before the bank's review. What would have been a finding became a non-issue.
Who This Is For
Ready to get a clear picture?
No commitment beyond the audit. If you want to keep working together afterward, we'll scope that separately.
Or email directly: kevin@brightseaadvisors.com